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How can a focus on metacognition lead to more effective assessment practices in the classroom?
Posted By Ann McCarthy, 14 February 2022

Dr Ann McCarthy, NACE Research and Development Director

It may seem strange to find an article with both metacognition and assessment in the title. Many people still view assessment as an activity which is separate from the art of teaching and is simply a list of checks and balances required by the education system to set targets, track learning, report to stakeholders and finally to issues qualifications. However, for those who are using assessment routinely, and at all points within the act of teaching and learning, they know the power of assessment which is both explicit and implicit within the process. The drive to focus on metacognition, for all ages of pupils, has opened opportunities for assessment practices to be developed within the classroom both by the teacher and by the pupils themselves.

Contents:

The story so far: summative and formative assessment


Historically, assessment processes were strongly linked to the curriculum and planned content because they responded to an education system which prepared pupils for endpoint examinations. This approach is still evident within the many summative assessments, tests of memory or vocabulary and algorithmic routines seen in classrooms today. One can understand the reliance on these practices as they lead to the maintenance of a school’s grade profile and with good teaching and leadership can promote improvements in external measures. It feels safe!

The strength of this type of assessment is that it can provide baseline markers or diagnostic information. Here the assessment focus is always linked to the curriculum, the content and the examination. Good teaching can then move pupils closer to the end goal. When pupils respond well to this style, they can gain the required results – but too often pupils do not respond well and do not necessarily develop beyond the limits of the examination style question. Here the agenda is owned by the teacher, with pupils expected to respond to the demands of the model. 

The weakness of this style of assessment is that there is little space for variation to reflect the personalities and learning styles of pupils or to allow more able pupils to learn beyond the examination. Here pupils are trained to meet the end goal without necessarily seeing the potential of the learning beyond the final grade. How often do we hear people say “I can’t do this” or “I don’t know this” although it may be a subject studied in school?

The development of formative assessment in different teaching contexts has increased teachers’ understanding of cognition and cognitive strategies alongside subject-specific skills and content. However, teachers can still be drawn into summative assessment practices in the guise of formative assessment. These are often recall or memory activities or small-scale versions of summative assessments aligned to endpoint assessment. 

Good formative assessment is embedded in the planning for teaching and classroom practice. An understanding of the assessment measures and effective feedback will enable pupils to take some ownership of their learning. However, in a cognitively challenging learning environment we seek to empower pupils to own their learning and to become resilient, independent learners. So how then can we think differently about assessment practice?

Limitations to traditional formative and summative assessment practices


With traditional summative and formative assessment methods pupils are responsive to the demands and expectations of the teacher. They are expected to act in response to assessment outcomes and teacher feedback, using the methods and strategies modelled or directed by the teacher. The teacher plans the content, makes a judgement and creates opportunities to gain experience within the planned model. The teacher then assesses within this model and offers advice to the pupils about what they must do next and the actions which the teacher believes will lead to better learning and outcomes. 

This can be successful in achieving the endpoint grades or examination standards. It does not necessarily develop pupils’ ability to do this for themselves, both within and beyond the education system.

Developing cognition and cognitive strategies


At the heart of good teaching and learning there is a focus on mental processes (cognition) and skills (cognitive strategies). The most effective classroom assessment makes use of cognition and the cognitive strategies beneficial to the specialist subject, which are most appropriate for the pupils.

The teacher of more able pupils aims to create cognitively challenging learning experiences, which must not be adversely affected by the assessments. This requires carefully selected strategies which hone the cognitive processes at the same time as developing subject expertise. Teaching builds from what pupils already know and understand, what they need to learn and what they have the potential to achieve. It develops the skills needed to apply knowledge, understanding and learning in a variety of contexts. 

To maximise the impact of planned teaching on learning, effective assessment practices are essential. An important factor when planning for assessment, which goes beyond the confines of endpoint limitations, is that it places the pupil, rather than the content, at the centre of the process. Assessment activities should not simply measure current performance against a list of content-driven minimum standards, but also lead to a greater depth of knowledge and improved cognition. These assessments are not positioned separately from the learning but are at the heart of the learning and the development of cognitive strategies.

Assessments planned as part of – and not separate from – teaching and learning might include:

  • High-quality classroom dialogic discourse;
  • Big Questions;
  • Teacher-pupil, pupil-teacher and pupil-pupil questioning;
  • Collaborative pursuits aimed to generate new ideas;
  • Adopting learning roles to enhance and extend current skills;
  • Problem solving;
  • Prioritisation tasks;
  • Research;
  • Investigations;
  • Explaining and justifying responses;
  • Analytical tasks;
  • Examining misconceptions;
  • Recall for facts in novel contexts;
  • Organisation of knowledge to develop new ideas.

By examining learning in the moment, with pupils working independently or together on pre-planned tasks, with clear and measurable success criteria, the teacher can assess more accurately. Using the planned teaching and learning repertoire as the assessment, the teacher makes learning visible. The teacher will gain a greater understanding of the teaching models which lead to greater improvements in cognition. The teacher is then also able to establish which cognitive strategies are used most effectively and which need to be developed. 

By maintaining the learning while assessing the teacher acts as a resource and a learning activator. Timely questions, redirecting actions or thoughts and providing feedback are among the variety of actions which can take place in the instant. This does not prevent an analysis of the level of knowledge or understanding of the subject. By working in this way, the teacher can provide more precise input to either the individual or the class; in the moment, it will have the greatest benefit.

In classrooms where the teacher combines their subject knowledge with their understanding of cognition, they will inevitably understand the nature and power of appropriate assessment. Teaching and assessment which is rooted in an understanding of cognition has the potential to prepare pupils for learning both within and beyond the classroom. 

When the nature of the learning, the tasks and the assessments are shared with the pupils, they can begin to take ownership of their learning and develop their skills under the guidance of the teacher. Assessing through an understanding of cognition and cognitive strategies allows the teacher to share more fully the process of learning both in terms of academic outcomes but also in relation to thought and cognitive strategies. The pupils can now more fully impact on their own learning, but there is still a dependency on the teacher’s feedback and planning.

Metacognition and assessment


Once we appreciate the power of cognitively aware teaching, learning and assessment then we realise that pupils can take action to improve their thinking and learning if they know more. Metacognition means that pupils have a critical awareness of their own thinking and learning. They can visualise themselves as thinkers and learners. If the assessment, teaching and learning model moves the learner towards owning the learning, understanding their own cognition and cognitive strategies, then greater short-term and long-term gains can be made. Developing metacognitively focused classrooms will lead to a better quality of assessment which pupils will understand and can interrogate to refine their own learning.

When teachers look to develop metacognition as a whole-school strategy and within individual subject teaching there can be greater gains. The pupils will learn about the process of learning and come to understand ways in which they can best improve their own learning. Metacognition is about the ways learners monitor and purposefully direct their learning. If pupils develop metacognitive strategies, they can use these to monitor or control cognition, checking their effectiveness and choosing the most appropriate strategy to solve problems. 

When planning teaching which makes use of metacognitive processes the teacher must first help pupils to develop specific areas of knowledge.


Metacognitive knowledge refers to what learners know about learning. They must have a knowledge of:

  • Themselves and their own cognitive abilities (e.g. I find it difficult to remember technical terms)
  • Tasks, which may be subject-specific or more general (e.g. I am going to have to compare information from these two sources)
  • The range of different strategies available, and an ability to choose the most appropriate one for the task (e.g. If I begin by estimating then I will have a sense of the magnitude of the solution).

Metacognitive knowledge must be explicitly taught within subjects. Where the assessment process works effectively within this the pupils can measure and understand their own learning. This is particularly important for more able learners who are then able to take greater responsibility for their learning, moving this beyond the constraints of the examined curriculum. 

The Fisher-Frey Model shows how responsibility for learning moves from teacher to pupils through carefully planned teaching strategies. This model is also relevant to the development of metacognitive teaching strategies as they are developed within schools. The Education Endowment Foundation has shown how the teacher can learn about and teach metacognitive strategies, gradually passing the learning to the pupils. 


 
Diagram based on work of Fisher-Frey and EEF

 At each stage some form of assessment takes place to ensure the required or expected outcomes have been achieved. The teacher wants to know the impact of the teaching and the pupils want to know the effectiveness of their learning. The teacher must also assess the pupils’ ability to use metacognitive strategies. Are they simply accepting the situation as it is? Are they attempting to engage in the process but do not know which strategy is best? Are they able to use their learning strategically or have they moved on to become reflective and independent learners? The teacher uses the assessment information with the pupil to help them to become increasingly self-aware and more adept at using the strategies available to them, but also to recognise their own strengths. 

Strategies used in metacognitively focused classrooms which can be developed with the teacher’s support, undertaken by pupils and assessed might include:

  • Prioritising tasks
  • Creating visual models such as bubble maps and flow diagrams
  • Questioning
  • Clarifying details of the task
  • Making predictions
  • Summarising information
  • Making connections
  • Problem solving
  • Creating schema
  • Organising knowledge
  • Rehearsing information to improve memory
  • Encoding
  • Retrieving 
  • Using learning and revision strategies
  • Using recall strategies

If pupils and teachers work together to assess and plan the process of learning about the things they need to know and about themselves as learners, then metacognitive self-regulation becomes possible. Metacognitive regulation refers to what learners do about learning. It describes how learners monitor and control their cognitive processes. Pupils can then learn through a cyclic process in which they learn how to plan, monitor and evaluate both what they learn and how they learn. 


 
Based on diagram in Getting Started with Metacognition, Cambridge International Education Teaching and Learning Team 

Pupils need to know how to work through these crucial stages to be successful in their academic work and in support of their metacognitive processes. For example, a learner might realise that a particular strategy is not achieving the results they want, so they decide to try a different strategy. Assessment information will help them to refine the strategies they use to learn. They will use this to evaluate their subject knowledge, metacognitive knowledge and metacognitive regulation. They will become more motivated to engage in learning and can develop their own strategies and tactics to enhance their learning.

Conclusion: the potential of metacognition to enhance assessment, teaching and learning


If teaching is focused on subject content and only subject content is assessed, then teachers will be able to plan, track, set targets and work towards examination grades. 

When a teacher is knowledgeable about cognition and cognitive strategies, teaching and learning becomes more interesting. The teacher begins to share the objectives and success criteria with the pupils. Planning for teaching and the learning activities develop cognition and move beyond simple recall and application of facts. Pupils become more able to use and organise information. They are more able to retain knowledge and use it in a variety of complex or original contexts. The teacher remains in control of the planning, teaching and assessment but pupils have some degree of understanding of this. They are now more able to respond to advice about their learning. They begin to try alternative methods for learning. They know what they are doing well, what they still need to do, how they need to do this and why it is important. They utilise the assessment criteria and feedback to enhance their learning. 

Teachers who teach pupils about metacognition and help them to develop metacognitive awareness know the importance of giving control to the pupil. They collaborate with the pupils to assess their development in becoming more strategic or reflective in the use of strategies. Pupils learn better because they begin to assess their own learning strategies and their subject knowledge with a plan, monitor and evaluate model. Their motivation improves and the conversations between teachers and their pupils about learning are more insightful.

Call for contributions: share your school’s experience


In this article I highlight the importance of metacognition for learning and for the learner. I also explain the importance of assessing what is happening in the classroom. Assessment will give the teacher a clear indication of the impact of teaching and the effectiveness of learning. Assessment will help the self-regulated learner to reflect on their learning and develop the strategies needed to be a successful learner throughout life. 

We are seeking NACE member schools to contribute to our work in this area by sharing information about effective assessment approaches in their contexts. Where has assessment practice been implicit within your teaching? How was it planned? How did if fit within the teaching? How was the process shared with the pupils? How did you and the pupils measure levels of achievement? How did this change the way they learned or the way you taught? 

If you can share examples of the way you have built up assessment processes within the classroom and across the school, we would love to hear from you.

Please contact communications@nace.co.uk for more information, or complete this short online form to register your interest.

Read more: Planning effective assessment to support cognitively challenging learning

Connect and share: join fellow NACE members at our upcoming member meetup on the theme "rethinking assessment" – 23 March 2022 at New College, Oxford – to share ideas and examples of effective assessment practices. Details and booking

References and additional reading

Tags:  assessment  cognitive challenge  feedback  metacognition  myths and misconceptions  pedagogy  progression  questioning  research 

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